Select Page
PFI Advisors (“Promoting Financial Independence”) announced today the release of a new industry report (the eighth in its continuing educational series) highlighting the growth opportunities CCOs unlock for RIAs once the owners of the firm can focus their time and energy back on business development and client service, rather than tending to the regulatory compliance of the firm.

This report profiles four successful billion-dollar RIA CCOs who provide real-life examples of their work and how it has allowed their respective firms to evolve and remain competitive: Sean Chen of Camden Capital; Angela Sheppard of Nachman Norwood & Parrott; Eric Donofrio of Schechter; and Heather Fortner of SignatureFD.

We also leveraged several industry-leading compliance consultants for this research: Jack Rader of ACA Compliance; Chris Winn of AdvisorAssist; Matt Calabro of Compliance Solutions Strategies; and Brian Hamburger of MarketCounsel.

With this report, PFI Advisors hopes to shed light on the crucial work that CCOs do on a daily basis and further validate the benefits that professional management can provide to RIAs.

View white paper