by Anna Maria Garcia | Oct 1, 2019 | COO Best Practices, Operations and Technology
The Fear of Change: A 3-Part Series for RIAs As the RIA industry matures, consolidates, grows, and evolves, many of our clients contemplate M&A transactions, changing their technologies or workflows, or they may strive to break away from their current employer to...
by Anna Maria Garcia | Sep 27, 2019 | COO Best Practices, M&A
The Fear of Change: A 3-Part Series for RIAs As the RIA industry matures, consolidates, grows, and evolves, many of our clients contemplate M&A transactions, changing their technologies or workflows, or they may strive to break away from their current employer to...
by Anna Maria Garcia | Jul 23, 2019 | COO Best Practices, Operations and Technology
In our work with large RIAs looking to increase their scale and efficiency, we often begin with a review of their various systems, people, and processes. We walk through a comprehensive list of their executives, advisors, and employees to better understand the...
by Anna Maria Garcia | Apr 8, 2019 | COO Best Practices, Operations and Technology
Technology reporter Ryan Neal’s recent article offered a refreshing (and interesting) perspective of problems RIAs often face with their technology suite of systems. He provided an entertaining spin on this common challenge for firms, likening popular Netflix...
by Anna Maria Garcia | Dec 5, 2018 | COO Best Practices
This open letter is a response to a Bloomberg Article InvestmentNews ran Tuesday about some male Wall Street executives whose concerns about #MeToo accusations have led them to limit the ways in which they work with female colleagues, for example by refusing to...
